With every new data breach and company hack, there are new regulations imposed by the OCIE (Office of Compliance Inspection and Examinations). As a broker-dealer and/or investment adviser, you need to be aware of the governance, risk assessment, access rights, controls, data-loss prevention, vendor management, training, and incident response protocols for financial companies.
Is your company compliant? You may not know exactly how to find out, but we’re here to assist you in assessing just how prepared your firm is against cyber security threats. At NIC, we’re offering this free guide in order to help you determine your current level of compliance in addition to other opportunities for bolstered security. Check out our cyber security checklist to see how your current security system matches up to industry standards.
Our team of cyber security experts will develop a fully-integrated data management plan that keeps constant vigilance on your industry and your company. We will assess your current level of cyber security and will advise you on the options we offer that are best suited to your needs. NIC knows that one-size-fits-all security solutions don’t work, which is why we customize a system that fits your company perfectly.
Staying on top of new threats, best practices, and up-to-date cyber security information is vital to ensuring that your data is secure. Our advanced cyber security fusion center brings to attention all of the latest threats and concerns so we can keep you secure. This data center and our cyber security checklist have what you need to get on track with the best security systems in the industry. Our managed services team is here 24/7 to safeguard your vital business data.