This section of our services is mainly aimed at investment management firms, private equities firms, security exchanges, clearing agencies and other entities like broker-dealers, transfer agents, and investment advisors, who wish to stay in compliance with the cyber security norms laid by the OCIE (Office of Compliance Inspection and Examination).
The OCIE frequently changes its regulations based on the latest risk alerts and threats. We help you stay in compliance with all the standards specified by OCIE for the evaluation of cyber security preparedness of a firm. The OCIE inspects your businesses based on the best practices laid out in the NIST framework for improving critical infrastructure security, which are very closely aligned with global standards as ISO27001.
The OCIE assessment is a measure of your firm’s understanding, maturity, and preparedness of the cyber security measures deployed. As industry leaders in helping firms to comply with rigorous global standards for their IT products, NIC helps your business to stay in compliance with the OCIE regulations.
Whether you are a large brokerage firm that wishes to align your existing cyber security implementations with the OCIE regulations or a small startup with a small budget that wishes to establish a comprehensive security plan, compliant with particular industry standards, we offer the right services for you.
We offer your business with expert guidance and counseling through our Cyber Security Readiness Assessment Program. We evaluate your existing protection standards and recommend you solutions based on the same to make you compliant with the OCIE regulations. We also offer implementations in your existing Cyber Security Plan after having run a full risk and readiness assessment.
In light of the increasing frequencies of targeted cyber-attacks on financial institutions, which previously were deemed to be unattractive targets for cybercrimes, the SEC’s focus on cyber security has resulted in more stringent regulations to be followed by your firm. Contact us today to know more about our Compliance program and how we can prepare your firm for the OCIE’s investigation as well as cyber threats.
At NIC, we take the security of your business serious. In an environment where security threats constantly evolve faster than you can implement measures, we undertake rigorous efforts to protect your business from any type of threat, external or internal. Our consulting services are aimed at providing you the best advice and recommendations, not only for your infrastructure but also for your workforce. We ensure that our recommendations are adequate enough to protect your business and at the same time, do not drain your resources.
Our cyber security implementations are designed to protect your business infrastructure – be it your data, your applications, web tools or your cloud infrastructure from malicious threats and exposure to attacks. We also ensure that your critical business data stays protected, while ensuring a smooth exchange of company data through our Identity Management Tools.
For firms that need their cyber security measures to be in compliance with the SEC’s OCIE regulation and other global standards, we provide expert guidance to help them make proper modifications in their cyber security controls. We also implement upgrades in your protection policy to ensure that you always stay in compliance with the latest regulations. NIC has successfully guided a client through an OCIE examination and has intimate knowledge of SEC’s cybersecurity expectations.
NIC combines the many years of experience we have in Information Security with the latest tools and measures to protect your business. We offer personalized plans for organizations with different requirements and demands. With complete end-to-end solutions overlooking every aspect of your businesses’ security, we assure you would never have to look elsewhere for your security programs. Get in touch with us for an assessment of your preparedness for a cyber-attack. Learn from experts how to implement the best practices.
Close
